Insights and resources
Explore our initiatives, submissions, research, and statistics—resources that provide insight, evidence, and practical solutions to help shape Canada’s investment industry and inform investors, market participants, and policymakers.
SIMA responds to final phase of CIRO’s rule-consolidation project
Final phase of CIRO’s rule-consolidation project
This submission helps shape a single, harmonized regulatory framework that will govern both investment dealers and mutual fund dealers in Canada.
CIRO’s proposed dual registration amendments
This submission supports a more flexible and efficient regulatory framework that simplifies how investment dealers operate and serve clients.
CIRO rule-consolidation project phase 5
CIRO’s rule consolidation will directly affect how firms operate, supervise activities, and maintain compliance across Canada.
SIMA supports clarity and consistency for phase 5 of CIRO’s rule-consolidation project
IFIC makes submission on phase 4 of CIRO’s rule-consolidation project
CIRO rule-consolidation project phase 4
Consolidated CIRO rules will directly shape how investment dealers and mutual fund dealers operate, comply, and support clients under a unified regulatory framework.
IFIC makes submission on phase 3 of CIRO’s rule-consolidation project
CIRO rule-consolidation project phase 3
Outlines industry recommendations to ensure CIRO’s consolidated rulebook is implemented efficiently, consistently, and without unnecessary regulatory or operational burden.
Advancing a consolidated rule framework for dealers
CIRO’s rule-consolidation will shape how dealers operate and how consistently rules are applied across the investment industry.
IFIC makes submission on phase 2 of CIRO’s rule-consolidation project
IFIC makes submission on CIRO’s Rule Consolidation Project
Explore SIMA’s 2025 Year in Review
Empowering Canada’s investment industry.