Speeches + Presentations

2021

Webinar Presentation – Year in Review (September 8, 2021)
(September 8, 2021)

Webinar Presentation - Investment Industry SRO Forum Submission (April 13, 2021)
(April 13, 2021)

2020

Webinar Presentation - Year in Review Webinar (September 11, 2020)
(September 11, 2020)

2019

Women in Investing
(September 26, 2019)

Chair's Opening Remarks
(September 26, 2019)

Sales Practices and Other Conflicts of Interest
(September 26, 2019)

2018

Operations Working Group Update
(November 15, 2018)

Mental Health and the Financial Advice Relationship
(November 15, 2018)

Fundserv Update
(November 15, 2018)

e-signatures - Where we are and where we are going
(November 15, 2018)

Watch Sessions Online from the 2025 Annual Conference

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website.

Cookies that are categorized as necessary are stored on your browser as they are essential for the working of the basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website, to store user preferences and provide you with content and marketing that is relevant. Such cookies will be stored on your browser but only with your consent.

You have the option to opt-out of these cookies should you want to. Opting out of some of these cookies may have an effect on your browsing experience as outlined by the descriptions below.

Necessary

Always Enabled

Necessary cookies help make a website usable by enabling basic functions like page navigation and access to secure areas of the website. The website cannot function properly without these cookies.

Cookie	Description
__cf_bm	This cookie, set by Cloudflare, is used to support Cloudflare Bot Management.
_pergamon_session	Uncategorized
cookielawinfo-checkbox-analytics	This cookie is set by GDPR Cookie Consent plugin. The purpose of this cookie is to check whether or not the user has given the consent to the usage of cookies under the category 'Analytics'.
cookielawinfo-checkbox-necessary	This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-performance	This cookie is set by GDPR Cookie Consent plugin. The purpose of this cookie is to check whether or not the user has given the consent to the usage of cookies under the category 'Performance'.
cookielawinfo-checkbox-uncategorized	The cookie is set by the GDPR Cookie Consent plugin to record the user consent for cookies in the category "Uncategorized".
CookieLawInfoConsent	CookieYes sets this cookie to record the default button state of the corresponding category and the status of CCPA. It works only in coordination with the primary cookie.
viewed_cookie_policy	The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
wordpress_documentid	Description is currently not available.
wordpress_ym_login_redirect	Description is currently not available.

Analytics

Analytics cookies help us understand how our visitors interact with the website. It helps us understand the number of visitors, where the visitors are coming from, and the pages they navigate. The cookies collect this data and are reported anonymously.

Cookie	Description
_ga	This cookie is installed by Google Analytics and is used to calculate visitor, session, campaign data and keep track of site usage for the site's analytics report. The cookies store information anonymously and assigns a randomly generated number to identify unique visitors.
_ga_*	Google Analytics sets this cookie to store and count page views.
_gid	This cookie is installed by Google Analytics and is used to store information of how visitors use a website and helps in creating an analytics report of how the website is doing. The data collected including the number visitors, the source where they have come from, and the pages visited in an anonymous form.
aka_debug	This cookie is set by Vimeo and is used by to track usage of their embedded video player.
JSESSIONID	New Relic uses this cookie to store a session identifier so that New Relic can monitor session counts for an application.
vuid	This cookie is set by Vimeo and collects data on the user's visits to the website, such as which pages have been read.

Performance

These cookies collect information about how visitors use a website, for instance which pages visitors go to most often, and if they get error messages from web pages. These cookies don’t collect information that identifies a visitor. All information these cookies collect is aggregated and therefore anonymous. It is only used to improve how a website works.

Cookie	Description
_gat	This cookies is installed by Google Universal Analytics to throttle the request rate to limit the collection of data on high traffic sites.

Others

Policy

Topics

Research

Types

Member Centre

Media Centre

Advisor Centre