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Submissions


2025
Submission - CIRO - Proposed Guidance on Order Execution Only Account Services and Activities (November 17, 2025)

Submission – CIRO - Proposed Amendment of Approved Person Fees Component within the Annual Fee of Dealer Member Fee Model (November 7, 2025)

Submission - CDS Clearing and Depository Services Inc - Proposed Significant Changes to Discontinue the Fee Rebate Model and Reduce Certain Core Clearing and Settlement Fees & Proposed Amendments to Eliminate Network Connectivity Fees and to Eliminate Report File Transmission Fees (November 3, 2025)

Submission - CSA - Consultation Paper 81-409 Enhancing Exchange-Traded Fund Regulation - Proposed Approaches and Discussion (October 31, 2025)

Submission - CIRO - CIRO White Paper and Proposed Rule Amendments to Modernize Account Transfers (October 8, 2025)

Submission – CSA – Notice and Request for Comment 25-314 – Proposed Approach to Oversight and Refinements to the Proposed Binding Authority Framework for an Identified Ombudservice (OBSI) (September 29, 2025)

Submission - Philippe Lebel - AMF - Recalibration of AMF Fees (September 19, 2025)

Submission - OSC - Proposed Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions and Proposed Changes to Companion Policy 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions (September 17, 2025)

Submission to Finance - Implementation of CARF & Amendments to CRS (September 12, 2025)

Submission - CIRO - CIRO Rule Consolidation Project - Phase 5 (June 24, 2025)