Autres documents
2025
Sales Practices Frequently Asked Questions (July 2019 | Last Update of Questions 54 and 72 December 2025)
The purpose of this Sales Practices FAQ is to provide guidance regarding sales practices and compensation arrangements permitted under NI 81-105, the Companion Policy to NI 81-105 (“81-105CP") and other guidance from Canadian Securities Administrators (CSA) and Ontario Securities Commission (OSC) staff, in addition to providing clarification of activities, whether permitted or restricted, that are outlined in NI 81-105 and 81-105CP.
The purpose of this Sales Practices FAQ is to provide guidance regarding sales practices and compensation arrangements permitted under NI 81-105, the Companion Policy to NI 81-105 (“81-105CP") and other guidance from Canadian Securities Administrators (CSA) and Ontario Securities Commission (OSC) staff, in addition to providing clarification of activities, whether permitted or restricted, that are outlined in NI 81-105 and 81-105CP.