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Soumissions


2025
Submission - OSC - Proposed Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions and Proposed Changes to Companion Policy 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions (September 17, 2025)

Submission to Finance - Implementation of CARF & Amendments to CRS (September 12, 2025)

Submission - CIRO - CIRO Rule Consolidation Project - Phase 5 (June 24, 2025)

Mémoire - Félix Fortin-Lauzier - Gouvernement du Québec - PL 92 (16 mai 2025)

Commentaires sur le transfert de l’encadrement des représentants en épargne collective de la CSF vers l’OCRI.


Submission – CSA Multilateral Discussion Paper 11-406 – CSA Financial Innovation Hub Introduces Collaboratory and Data Portability Test (May 16, 2025)

Submission - OSC - Me Philippe Lebel - CSA Consultation - Principal Distributor Model (April 28, 2025)

Submission - CIRO - Proposal to Harmonize CIRO Continuing Education (CE) Programs (March 18, 2025)

Submission – Competition Bureau – Consultation – Environmental claims and the Competition Act – Draft Guidance (March 7, 2025)

Submission - CIRO - Non-Tailored Advice in the Order Execution Only Channel (February 28, 2025)

Submission - OSC Consultation 81-737- Improve Retail Investor Access to LTA through Investment Fund Product Structures (February 21, 2025)

Based on our review of the Proposal’s objectives, regulatory and structural requirements, threshold issues and market considerations, we have identified the following potential issues that could materially impact the success or viability of OLTF offerings. We raise these issues in this submission, to support the OSC’s development of the regulatory proposal in the next phase of this important initiative.