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Soumissions


2025
Submission – CSA – Notice and Request for Comment 25-314 – Proposed Approach to Oversight and Refinements to the Proposed Binding Authority Framework for an Identified Ombudservice (OBSI) (September 29, 2025)

Mémoire - Philippe Lebel - AMF - Recalibrage des droits de l'AMF (19 septembre 2025)

Submission - OSC - Proposed Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions and Proposed Changes to Companion Policy 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions (September 17, 2025)

Submission to Finance - Implementation of CARF & Amendments to CRS (September 12, 2025)

Submission - CIRO - CIRO Rule Consolidation Project - Phase 5 (June 24, 2025)

Mémoire - Félix Fortin-Lauzier - Gouvernement du Québec - PL 92 (16 mai 2025)

Commentaires sur le transfert de l’encadrement des représentants en épargne collective de la CSF vers l’OCRI.


Submission – CSA Multilateral Discussion Paper 11-406 – CSA Financial Innovation Hub Introduces Collaboratory and Data Portability Test (May 16, 2025)

Submission - OSC - Me Philippe Lebel - CSA Consultation - Principal Distributor Model (April 28, 2025)

Submission - CIRO - Proposal to Harmonize CIRO Continuing Education (CE) Programs (March 18, 2025)

Submission – Competition Bureau – Consultation – Environmental claims and the Competition Act – Draft Guidance (March 7, 2025)