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Soumissions


2025
Mémoire - Félix Fortin-Lauzier - Gouvernement du Québec - PL 92 (16 mai 2025)

Commentaires sur le transfert de l’encadrement des représentants en épargne collective de la CSF vers l’OCRI.


Submission – CSA Multilateral Discussion Paper 11-406 – CSA Financial Innovation Hub Introduces Collaboratory and Data Portability Test (May 16, 2025)

Submission - OSC - Me Philippe Lebel - CSA Consultation - Principal Distributor Model (April 28, 2025)

Submission - CIRO - Proposal to Harmonize CIRO Continuing Education (CE) Programs (March 18, 2025)

Submission – Competition Bureau – Consultation – Environmental claims and the Competition Act – Draft Guidance (March 7, 2025)

Submission - CIRO - Non-Tailored Advice in the Order Execution Only Channel (February 28, 2025)

Submission - OSC Consultation 81-737- Improve Retail Investor Access to LTA through Investment Fund Product Structures (February 21, 2025)

Based on our review of the Proposal’s objectives, regulatory and structural requirements, threshold issues and market considerations, we have identified the following potential issues that could materially impact the success or viability of OLTF offerings. We raise these issues in this submission, to support the OSC’s development of the regulatory proposal in the next phase of this important initiative.


Submission - CSA Consultation – Amendments to Multilateral Instrument 13-102 System Fees (February 19, 2025)

Submission - CIRO - Proposal to Modernize the CIRO Arbitration Program (February 7, 2025)

Submission - CIRO - CIRO Rule Consolidation Project - Phase 4 (February 4, 2025)